Answers: There are a variety of numbers that they own to report to the SEC, the NASD, the SIPC and the exchanges. These include their capital position and amount of customer positions surrounded by short stocks.
Are you currently invested within precious metals? Why or why not?
Stock brokers have no reporting requirements, they are force of Broker/dealers who monitor their activities on a day after day basis and are responsible for adjectives their actions about customers and investments.
Broker/dealers have lots reporting requirements depending on the type of business they do. and their primary regulator.
The list would be almost meaningless, to heaps of those that read these postings
The most important reporting requirement is that of their Net Capital, B/Ds are responsible for knowing their Capital at adjectives times, and must file, at lowest monthly, their computation of their net funds.
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